• Dan Blystone
  • 2 hours ago
CFTC grants no-action relief for DCMs to convert digital commodity futures into perpetual contracts
The U.S. derivatives regulator is allowing designated contract markets to revise certain existing digital commodity futures so they can operate as true perpetual contracts. The relief applies to ...
  • Ciaran Ryan
  • 6 hours ago
SEC appoints John Moses to lead investor education office
The U.S. securities regulator is naming a permanent head for the office that helps retail investors navigate markets and avoid fraud. John Moses, who has been serving as acting director, takes ...
  • Dan Blystone
  • 8 hours ago
MSRB reviews rule modernization and FY27 budget process at June board meeting
As the municipal securities market regulator advances its FY 2026-2030 strategic plan, its board is discussing rule changes, technology upgrades and budget planning in a June video conference. The ...
  • Ciaran Ryan
  • 12 hours ago
FCA warns Pipvertex may be offering financial services without authorization in UK
UK regulators are flagging fresh risks for consumers approached by firms operating outside the country’s financial authorization regime. The warning says Pipvertex is not authorized or ...
  • Dan Blystone
  • Yesterday
FINRA board backs four rule changes under modernization push
FINRA is advancing a broader overhaul of its regulatory framework after its Board of Governors met on June 3-4 in Washington. The board approved four rule proposals and the 2025 Annual Financial ...
  • Ciaran Ryan
  • Yesterday
Farm Credit Administration reports stable Farm Credit System earnings as agricultural risks rise
The Farm Credit Administration board receives a quarterly update on the Farm Credit System as of March 31, 2026, showing steady profitability and stronger capital despite mounting pressure in ...
  • Dan Blystone
  • Yesterday
FCA warns UK consumers over sbinvestmentfund clone scam
UK financial watchdog alerts focus on a firm that is targeting consumers while falsely presenting itself as authorised. The warning means people dealing with the operation may lack access to ...
  • Ciaran Ryan
  • Yesterday
UK regulator warns SovereignFX may be offering financial services without authorisation
The UK financial watchdog has issued a fresh warning over SovereignFX, saying the firm is not authorised or registered to provide financial services. The notice indicates the business may be ...
  • Ashutosh Sureka
  • Yesterday
U.S. agencies issue final rule on financial data standards
U.S. financial regulators are finalizing a joint rule under the Financial Data Transparency Act of 2022 to standardize how certain regulatory data is identified, formatted and shared. The ...
  • Ciaran Ryan
  • Yesterday
SEC proposes scrapping key Regulation NMS trading rules
The U.S. securities regulator is moving to unwind two long-standing equity market rules as it reopens a debate over how trading competition should be structured. The proposal targets Regulation ...
  • Ashutosh Sureka
  • Yesterday
Federal Reserve Board sets final data standards for regulatory filings
U.S. financial regulators are moving to align how key regulatory information is submitted and identified across agencies. The Federal Reserve Board says the final rule supports implementation of ...
  • Dan Blystone
  • Yesterday
CFTC proposes whistleblower rule changes to streamline award processing
The Commodity Futures Trading Commission is moving to revise its whistleblower framework with a proposed rule aimed at making award decisions faster and more predictable. The proposal introduces a ...
  • Ciaran Ryan
  • Yesterday
FCA warns lumetixcomp.org may be illegally promoting financial services in UK
UK consumers face a fresh warning over a website that may be offering financial products or services without regulatory approval. The alert means anyone dealing with lumetixcomp.org could be ...
  • Dan Blystone
  • Yesterday
FCA warns UK consumers over Coutts Wealth Management clone firm
UK financial watchdog alerts are highlighting continued risks from clone firms that use the identities of authorised businesses to target consumers. The Financial Conduct Authority says Coutts ...
  • Ciaran Ryan
  • Yesterday
FCA secures special administrators for Euro Exchange Securities UK after trading halt
Euro Exchange Securities UK Limited remains out of the market after the High Court confirms special administrators for the payments firm. The move follows last week's immediate trading halt and ...
  • Ciaran Ryan
  • Yesterday
OCC proposes stablecoin issuer reporting rules under GENIUS Act
As U.S. stablecoin oversight takes shape, the Office of the Comptroller of the Currency is proposing weekly and quarterly reporting forms for issuers that fall under its authority through the ...
  • Dan Blystone
  • 10.06.2026
CFTC proposes Rule 40.11 overhaul for prediction markets oversight
The Commodity Futures Trading Commission is moving to update a key rule for event contracts as prediction markets expand and regulatory scrutiny intensifies. The proposal aims to clarify how the ...
  • Dan Blystone
  • 10.06.2026
CFTC seeks comment on event contract rule changes for regulated markets
The U.S. derivatives regulator is moving to tighten its framework for reviewing event contracts as trading expands across a wider range of products, including those tied to sports. The proposal ...
  • Ezequiel Gomes
  • 10.06.2026
CVM suspends registrations of Pomifrutas and Saraiva for non-compliance with information requirements
The Securities and Exchange Commission suspended the registrations of two publicly held companies after more than a year of failing to submit mandatory information to the authority. The measure ...
  • Dan Blystone
  • 10.06.2026
CVM cancels registrations of two publicly held companies due to informational noncompliance
After more than 12 months of suspended registrations, the Securities and Exchange Commission has ordered the cancellation of registration for two publicly held companies. This measure affects BLUE ...